Banking and Capital Markets

Our Banking and Capital Markets practice is committed to guiding clients through the complexities of Brazil’s financial system. Whether you are navigating relationships with established banks, establishing your own financial institution, or ensuring compliance with stringent securities regulations, our team provides the strategic legal support necessary to succeed in this dynamic environment. Our expertise extends to the insurance sector, where we ensure your business adheres to all relevant Brazilian regulations. With a deep understanding of both local and global financial markets, we offer comprehensive legal services that empower you to make informed decisions, mitigate risks, and capitalize on opportunities in Brazil’s evolving financial landscape.

• Navigating Banking Relationships and Establishing Financial Institutions: understanding and managing relationships with Brazilian banks is crucial for any business operating in the country. We provide clients with expert guidance on what to expect from local banks, ensuring smooth and compliant interactions. For clients looking to establish their own financial institutions, we offer comprehensive legal assistance, covering everything from initial setup to regulatory approvals. Our team ensures that you efficiently navigate the complex regulatory landscape, meeting all necessary requirements for a successful and compliant operation.
• Securities and Insurance Compliance: compliance with Brazil’s securities and insurance regulations is non-negotiable in today’s highly regulated environment. Our team specializes in ensuring that your financial products are accurately classified, whether they are securities, derivatives, or other financial instruments, and that they meet all regulatory requirements. We also provide extensive services related to the insurance sector, helping you navigate the regulations enforced by SUSEP, Brazil’s insurance authority. Our goal is to ensure that your business remains compliant, competitive, and prepared to respond to any regulatory changes.
• Defense Before Regulatory Authorities: regulatory scrutiny in the financial sector can lead to significant challenges for businesses. We provide robust legal defense and representation before Brazil’s key financial regulatory bodies, including the Brazilian Securities and Exchange Commission (CVM), the Central Bank of Brazil, and SUSEP. Our team is adept at handling disputes, compliance issues, and administrative proceedings, safeguarding your interests at every stage. Whether facing an investigation or responding to regulatory inquiries, we ensure that your business is protected, and your legal strategy is sound.
• Capital Markets Advisory: our Capital Markets practice offers expert advice on all aspects of capital market transactions, from issuing and trading securities to managing complex financial instruments. We guide clients through the intricate processes involved in the Brazilian market, ensuring full compliance with local regulations while strategically aligning your activities with your broader financial goals. Whether you’re raising capital through an IPO, issuing bonds, or engaging in private placements, our team ensures that your transactions are executed smoothly and efficiently.
• International Financial Transactions and Cross-Border Compliance: as financial markets become increasingly globalized, navigating cross-border transactions and ensuring compliance with international regulations is critical. We offer legal guidance on international financial transactions, including cross-border loans, investments, and securities offerings. Our team helps you understand and comply with the regulatory requirements of multiple jurisdictions, ensuring that your international financial activities are both legally sound and strategically advantageous.